Courses

Short, practical courses for regulated firms, built and taught by the people who do the implementation work.

MoiraCorp Academy · Course

Regulator-Ready AI for Financial Advisors

A practical framework for using AI in your firm safely, and under Consumer Duty. Built by the people who implement AI automation inside UK financial advice workflows. Designed to support your Continuing Professional Development (CPD) while strengthening your firm's AI knowledge and governance.

Price£1,495
FormatOnline, self-paced
Modules8 + exit exam
AuthorChristophe Monget

Enrolment and delivery run on MoiraCorp Learning. The free 15-minute introduction includes a readiness self-assessment, so you can see where your firm stands before you buy. No card required.

What you leave with

You finish the course holding the policy

Each module writes one part of your firm's AI policy. By module six you assemble them into the finished document — you are not left with notes to write up later.

A one-page AI policy

Written by you, in your firm's words, in a form you could put in front of the regulator.

Oversight that survives a file review

A competent human in charge, and a record that shows it when someone checks the file.

An adoption plan you can act on

Where AI helps at each step of advice, where it assists the work, and where it must never author it.

Curriculum

Eight modules, in order

Each module carries a video and a self-assessment. The order matters — the policy you write in module six depends on the five before it.

01

The fundamentals of what AI really is

Before you govern AI, you need to know what it actually is, how it fails, and where it earns its place.

15:33 · 13 q
02

The rules that already apply

There may be no single “AI rule”, but the rules you already live under bite the moment AI touches a client.

15:48 · 10 q
03

Using AI without leaking client data

The most immediate AI risk in your firm, and the simple habits that shut it down.

12:37 · 15 q
04

AI across the advice journey

Where AI safely helps at each step of giving advice — assisting the work, never authoring the advice.

12:48 · 10 q
05

Human oversight that survives a file review

Keep a competent human in charge, and make that oversight defensible when someone checks the file.

11:02 · 12 q
06

Your firm's own AI policy

The payoff module. You leave holding a written, defensible AI policy you could put in front of the regulator.

09:32 · 16 q
07

When it goes wrong, and where it is heading

The module most courses skip: what you do on the bad day, and how to stay ready as the technology moves.

15:13 · 12 q
08

Putting AI to work — the governed automation stack

You are safe. Now let's make you fast — the half of the story most compliance training leaves out.

16:55 · 10 q
Exit exam · 12 questions110 self-assessment questionsCompanion app includedEbook and written guideJust over two hours of video

Who it is for

UK financial advice firms adopting AI on purpose

Written for the people who will have to answer for the decision, not for a technical audience.

Directors and partnersCompliance officersSM&CR senior managersOperations managersParaplannersWhole-firm licences
MoiraCorp Academy — Technical Library

Would you rather it was written for you?

The course teaches your firm to write its own AI policy. If you would rather have it produced with you, the AI Strategy & Governance engagement delivers the framework and the documents.