Free AI Governance Diagnostic

Twelve questions. Six minutes. See where your firm stands on AI governance.

MoiraCorp Academy · Free diagnostic

Where does your firm actually stand?

Twelve questions about how AI is used across your firm today. Six minutes. Three priority actions at the end, and a straight answer on whether you need a full governance framework or a lighter touch.

Free AI Governance Diagnostic

Built against the FCA’s principles-based approach to AI and the autonomy spectrum set out in the Mills Review of July 2026. Scored the same way for every firm, so the result is comparable rather than anecdotal.

FormatOnline
Duration6 minutes
PriceFree
AuthorChristophe Monget

You create a free account on the next screen — one tap with LinkedIn, or an email address. No payment details. You keep the results.

What you leave with

Three things you can take into your next management meeting

Know where you stand

A readiness position across five areas, scored the same way for every firm, so you can see which one is weakest rather than guessing.

Find the informal use

Most AI in an advice firm arrives without a procurement decision. The questions are written to surface the tools nobody logged.

Know what to do next

Three priority actions in order, plus a straight answer on whether the full framework is worth your time or overkill.

What it covers

Five areas a supervisor would ask about

01

AI tools currently in use

What is running in the firm today, who introduced it, and whether anyone owns it.

3 questions
02

Client data and confidentiality

Where client information goes when a tool is used, and what the provider is permitted to do with it.

2 questions
03

Human oversight

Who checks the output before it reaches a client, and how far along the autonomy spectrum each tool sits.

3 questions
04

Record keeping

Whether you could show, after the fact, how a recommendation was reached and what the tool contributed.

2 questions
05

Incident response

What happens the day a tool gets something materially wrong, and who decides to switch it off.

2 questions

Why now

Adoption moved faster than the governance around it

74%

of UK advice firms used AI in some form in 2026, up from 43% the year before.

intelliflo · survey of 209 firms
77%

say the lack of a structured AI due diligence framework is what holds them back.

NextWealth · October 2025 · survey of 200 firms

“The principles-based, outcomes focussed approach we’ve taken on AI — relying on the Consumer Duty and Senior Managers Regime — has been critical to us doing so.”

Ashley Alder · Chair of the FCA · 6 July 2026

What it is built against

The FCA’s principles-based approach, and the autonomy spectrum in the Mills Review

The Mills Review was published on 6 July 2026 and put seven recommendations to the FCA Board for consideration. It imposes no obligations by itself. What it gives firms is a way to describe how much decision-making a tool has been handed — and the further right a tool sits, the more oversight and evidence a supervisor will expect behind it.

Operator→ Collaborator→ Consultant→ Approver→ Observer
FCA Consumer Duty SM&CR ICO guidance NIST AI RMF ISO/IEC 42001

Alignment describes how the material is written. It is not approval, endorsement or accreditation by any of these bodies.

MoiraCorp Academy — Technical Library

Ready for the full framework?

The diagnostic tells you where the gaps are. The Regulator-Ready AI course walks your firm through closing them  policy, registers and the evidence a supervisor would ask to see.