Responsible AI doesn’t happen by chance. Build a practical AI strategy, with the governance needed to put it into operation.
Most firms already have AI tools in use often before there is a clear strategy governing where they should be used, what data they can access and who is accountable.
The tools are rarely the risk. The absence of a decision about them is.
And the obligations are already yours. There is no separate FCA AI rulebook. AI use sits within your firm’s existing regulatory and legal obligations which may include Consumer Duty, SM&CR, data protection requirements and other rules, depending on your activities, permissions and use case.
Where should AI be used in this firm and where should it not?
Who is accountable, what controls apply, how use is approved, monitored and evidenced, written into a policy the firm adopts.
Put the priorities into practice. We can build the selected workflows as a separate Automation & AI engagement.
We start from what your firm actually does, not from a technology shortlist. The output is a decision, in writing, that your leadership can act on.
A policy on its own is not a governance framework. We connect it to ownership, approved tools and use cases, data controls, vendor assessment, human oversight, monitoring and escalation — creating a practical framework designed for compliance review and senior-management or board adoption.
Who is accountable for each use of AI, what is approved, how it is monitored, and what happens when something goes wrong.
Those decisions written into clear organisational rules your compliance function can review and your staff can follow.
A firm that does this itself ends up with a policy. A firm that engages ends up with a policy plus the registers, controls and monitoring that prove it was followed.
Suits a firm with someone who can own this internally. You get the framework and the templates; you do the work and carry the evidence burden.
We evaluate your current use of AI, identify the obligations that apply to your firm, and deliver the registers, controls and monitoring that make the policy hold up in practice.
Yours to keep, whether or not you ever work with us again.
You end up with a roadmap, a framework and ten governance deliverables. How you act on them is your choice — and the first of these routes costs you nothing further.
Take the roadmap and the deliverables in-house and work through them. Some clients do exactly that, and it is a legitimate outcome.
Regulator-Ready AI for three people is included in the engagement. Additional team access is available through the Academy, so the framework is applied consistently as new tools appear.
We build the workflows you prioritised, starting with the one that returns the most time soonest.
A 30-minute Readiness Review to understand what AI is already in use, where the opportunities are, and what governance sits around it.
